PoCoFL: Policy-Compliant Federated Learning
Abstract
Federated Learning (FL) is a privacy-oriented learning paradigm that enables collaborative model training while keeping training data local to participating clients. However, it does not guarantee that clients submit policy-compliant contributions or that aggregators process admitted contributions correctly. Existing verifiable FL systems tailor validation rules to specific FL settings, learning workflows, and cryptographic constructions, limiting their applicability across network topologies, participant roles, and aggregation semantics. In this paper, we present _PoCoFL_, a policy-compliant federated learning framework that separates three aspects: (i) FL type, (ii) policy semantics, and (iii) cryptographic realisation. We provide a formalisation that captures client and aggregation requirements as policy-dependent relations. Clients prove compliance of their contributions using commitments and non-interactive zeroknowledge proofs, while aggregators prove that the recorded set of admitted contributions was processed according to the selected aggregation policy. We demonstrate _PoCoFL_ through four formal instantiations: (i) vanilla, (ii) continual, (iii) personalised, and (iv) threshold-encrypted federated learning. We evaluate the effects of policy enforcement on the learning objectives of vanilla, personalised, and continual FL. We further implement proofof-concept realisations of all four instantiations, demonstrating the versatility and practical feasibility of _PoCoFL_. Overall, these results show that _PoCoFL_ can capture complex policy representations while remaining network-topology agnostic.